The information you need to decide.
Always identify the entity named in your agreement and review its documentation before contracting a service.
Courtesy translation. This document is governed by its Spanish version; in the event of any discrepancy, the Spanish version prevails.
Read the Spanish versionEntity and registrations
Oaks Valley Financial Services, LLC d/b/a Wakeful is an investment adviser with state registration in the U.S. (Florida, Wyoming, New Mexico), CRD 144640. Check its public record to verify registration status, jurisdictions and available documentation.
Check the public record on IAPD
Registration as an investment adviser does not imply approval or endorsement by any regulator, does not indicate a particular level of skill or training and does not guarantee results. The applicable service depends on the contracting entity and your jurisdiction.
Scope of the service
This site presents general information. It is not a personalized offer, an investment recommendation or legal or tax advice. Services, fees, responsibilities and potential conflicts of interest are set out in the applicable documentation.
The selection of a strategy should take into account the objectives, circumstances and risks relevant to each client. The availability of strategies and managers may vary by program and jurisdiction.
The reference to Wakeful's global reach describes its international proposition. It does not imply that all of its entities can provide every service in every country.
Risk and custody
All investing involves risk, including the possible loss of capital. Assets are held at the custodian named in each account's documentation. The options available depend on the program and the jurisdiction.
The mention of Interactive Brokers, Pershing (through ACP Securities) or other third parties does not imply that they endorse Wakeful. The existence of a custodian or of protection mechanisms does not guarantee the value of an investment or prevent market losses.
Introductions to professionals
Before you sign up, we tell you whether a firm or professional takes part in your relationship with Wakeful, in what role (promoter or sub-adviser), their connection with Wakeful and any compensation they receive.
Technology and artificial intelligence
Wakeful built artificial intelligence into its product from the start and uses it to support operational work in the CRM and the back office, with review by the team. Its use does not replace professional judgment or the authorizations governing an account, and investment decisions are made by people. This site does not offer AI-generated investment recommendations.
Privacy and contact
Read how personal information is handled in Wakeful's Privacy Policy.
Read the terms governing the use of the website, the application and the platform in the Terms & Conditions.
To identify documentation or to raise questions and complaints, write to compliance@wakeful.io or use the contact form.
