Your next stagecan be global.
A global structure for financial institutions and investment professionals looking to broaden their wealth proposition.
Add technology, investment capabilities and an operating team, with clear responsibilities. You keep your brand and your commercial relationship with your clients.
Technology for every stageof your operation.
We built artificial intelligence into the product from the start. In the CRM and the back office, AI streamlines your team's operational work, and every step goes through human review.
Digital account opening
Digital account opening and documentation, with tracking at every stage.
Back office for advisors
A place to organize operations and look up account information.
CRM
Your firm's relationships, activity and commercial follow-up, in one place.
Web and app access
Your clients can view their investments on the web or in the app. In the event of any discrepancy, the custodian's official account statement prevails.
We coordinate access and your team's onboarding to the tools included in the program.
Global managers. Our own judgment.
Strategies designed by Wakeful.
With open architecture: Wakeful defines strategies built with funds from a range of global managers and selects the instruments within each one.
The usual proposition starts from these models. Options are assessed against the client's objectives, the program and the jurisdiction.
Portfolios designed by your team.
For regulated institutions with in-house investment capability. Your team designs the strategy; Wakeful approves, implements and reports on it as the responsible adviser.
The offering, management authority and the role of each entity are set out in the applicable agreements. Investing involves the risk of loss of capital.
Informational and educational material. It does not replace an individual assessment or advice from a licensed professional, tailored to each client.
Every operation hasa clear owner.
We set clear owners and working channels to coordinate account operations with your team and the custodians.
Account administration
The Wakeful team coordinates opening requirements and outstanding items with each entity.
Coordination with custodians
Access to institutional custody at Interactive Brokers and at Pershing (through ACP Securities), subject to eligibility, program and jurisdiction. Assets always remain with the relevant custodian.
Continuity of accounts
Ending the relationship with Wakeful does not change account ownership. Whether the assets stay with the same custodian or are transferred depends on the account type, the assets and each entity's conditions.
Wealth goesbeyond the portfolio.
When a family need or an international structure calls for legal or tax advice, we facilitate contact with independent specialized professionals. Wakeful does not receive compensation for these referrals.
That way, your firm can address specific needs and connect each client with the right specialist for their particular situation.
Specialists are engaged directly by the client. Wakeful does not provide legal or tax advice and does not receive compensation for these referrals.
Who we work with
Banks, broker-dealers, advisory firms, wealth managers, family offices and independent investment professionals.
If you work independently
You can join as a referrer under a written agreement. To advise your clients, you join as a registered representative of Wakeful (IAR).
First, we understand.Then, we get started.
- 1
We learn your operation
We review your clients, jurisdictions, custody and volume, and identify which capabilities you need to add and where you want to grow your business.
- 2
We define the scope
Services, responsibilities and conditions in writing, according to the applicable entities, authorizations and jurisdictions.
- 3
We coordinate onboarding
Account opening, access and go-live, with the Wakeful team working alongside yours.
